HCCA Basic Academy Practice Exam

Question: 1 / 400

What is the role of the Compliance Officer in relation to counsel?

The Compliance Officer should always report to counsel

The Compliance Officer should be independent

The role of the Compliance Officer being independent is vital for ensuring effective compliance management within an organization. An independent Compliance Officer can objectively assess the company’s policies, practices, and operations without undue influence from other departments, including legal counsel. This independence allows them to identify compliance risks, promote a culture of integrity, and ensure adherence to regulations and standards.

This separation of functions helps eliminate conflicts of interest, fostering a clear commitment to compliance that is fundamental to the organization’s integrity and ethical standards. While interaction with counsel is important for staying informed about legal implications, the Compliance Officer's independence is key to providing unbiased oversight and guidance regarding compliance matters.

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The Compliance Officer should consult with counsel weekly

The Compliance Officer should be a member of the legal team

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